Inactive

Wesley Owen Bales

Wesley Owen Bales Investment Advisory Service

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Current Employers

Wesley Owen Bales Investment Advisory Service

Sugar Land, TX • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2003-07-30

TX RA
APPROVED

Since 2003-07-30

Branch Locations

7422 Greatwood Lake Dr, N/A, Sugar Land, TX 77479 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wesley Owen Bales Reg. Inv. Advisor	Sugar Land	TX	01/2000	Present

01/2000 → Present

Wesley Owen Bales Reg. Inv. Advisor

Sugar Land, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-05-23
S63	Uniform Securities Agent State Law Examination	1980-12-11

S65 Uniform Investment Adviser Law Examination

1996-05-23
S63 Uniform Securities Agent State Law Examination

1980-12-11

Other Names

Lee Bales

View on SEC IAPD

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