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Wesley Owen Bales Investment Advisory Service CRD 114010
$31.6M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Sugar Land, TX • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2003-07-30 |
Branch Locations
7422 Greatwood Lake Dr, N/A, Sugar Land, TX 77479 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wesley Owen Bales Reg. Inv. Advisor | Sugar Land | TX | 01/2000 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 1980-12-11 |
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