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Current Employers
Sweetwater Financial Advisors, Llc

4655 Sweetwater Blvd. Suite 300, Sugar Land, TX 77479 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-03-29
  • TX RA
    APPROVED
    Since 2019-03-29

Branch Locations

4665 Sweetwater Blvd., Suite 105, Sugar Land, TX 77479 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Sweetwater Financial Advisors, Llc Sugar Land TX 06/2001 Present
Designations

View on SEC IAPD

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