Marcela Galvan

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-06-30

TX RA
APPROVED

Since 2022-06-30

Branch Locations

15958 City Walk #240, Sugar Land, TX 77479 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Houston	TX	06/2016	06/2022
Arterx Neu, Llc	Houston	TX	02/2015	12/2016
Ubs Financial Services	Houston	TX	06/2022	Present

06/2016 → 06/2022

Rbc Capital Markets, Llc

Houston, TX
02/2015 → 12/2016

Arterx Neu, Llc

Houston, TX
06/2022 → Present

Ubs Financial Services

Houston, TX

Previous Registrations

2016-06-27 → 2022-07-05

Rbc Capital Markets, Llc

Houston, TX
2011-01-04 → 2015-01-08

Citigroup Global Markets Inc.

Chicago, IL

Houston, TX

Long Island City, NY

Tampa, FL

San Antonio, TX

Katy, TX

Chicago, IL
2009-10-30 → 2010-12-13

Chase Investment Services Corp.

Houston, TX
2009-06-01 → 2009-06-11

Morgan Stanley

Houston, TX
2007-08-21 → 2009-06-01

Citigroup Global Markets Inc.

Houston, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-08-17

S66 Uniform Combined State Law Examination

2007-08-17

Other Names

Marcela Galvan Kunkel
Marcela Galvan Choyce

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC

STATE FARM INVESTMENT MANAGEMENT CORP.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WESLEY OWEN BALES INVESTMENT ADVISORY SERVICE

SWEETWATER FINANCIAL ADVISORS, LLC

J.P. MORGAN SECURITIES LLC

Other Investors

BRANDON BAS CURTIS

Cody Alan Guyer

Keith Wayne Patterson

WESLEY OWEN BALES

JAMES BRYANT HAWRYLUK

DAVID BRYAN TEEL

Mark Anthony Leifrig

Other Offices

LPL FINANCIAL LLC · SUGAR LAND, TX

STATE FARM INVESTMENT MANAGEMENT CORP. · Sugar Land, TX

LPL FINANCIAL LLC · SUGAR LAND, TX

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SUGAR LAND, TX

WESLEY OWEN BALES INVESTMENT ADVISORY SERVICE · SUGAR LAND, TX

B.D. STERLING · SUGAR LAND, TX

LPL FINANCIAL LLC · SUGAR LAND, TX

SWEETWATER FINANCIAL ADVISORS, LLC · SUGAR LAND, TX

More in Sugar Land, TX

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