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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-02-02 |
Branch Locations
15958 City Walk #240, Sugar Land, TX 77479 • United States
Bellaire, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Houston | TX | 01/2009 | Present |
THE MASQUERADE THEATRE OFFICE: 3558 EAST TC JESTER BLVD. HOUSTON, TX 77018 BOX OFFICE: (713) 861-7045 / LOCAL MUSICAL THEATER COMPANY / ADVISORY BOARD FOR DIIRECTION OF GROUP AND FUND RAISING /START DATE 11/12/2009 / 2 HRS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 1986-02-21 |
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