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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-06-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Houston | TX | 06/2015 | Present |
1) NAME OF OTHER BUSINESS: Michael Brooks / INVESTMENT RELATED?: No / ADDRESS: Houston, TX / NATURE OF THE BUSINESS: Real Estate rental property / POSITION: Owner / DUTIES: Landlord / START DATE: 10-22-2021 / HOURS DEVOTED TO BUSINESS: 0-1 /// 2) Brooks Law PLLC / Company / Predominantly engaging in pro bono, non financial related legal matters in the South Texas, and Greater Houston Areas. Engaging in the practice of select, non-financial related legal matters for family and close friends (not clients or employees of UBS). Extremely limited volume; expected to handle less than 5 transactional matters per year. Engaging in conferences, potentially for compensation, within Texas Law Schools to give presentations on how to complete law school & pass the Bar Exam as a nontraditional law student. / Partner
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-01-02 |
| S63 | Uniform Securities Agent State Law Examination | 2009-06-10 |
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