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Howard Rogers Jr.

Ubs Financial Services Inc.

Sugar Land, TX

Sugarland, TX

Hampton Falls, NH

Missouri City, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2024-06-06
OK RA APPROVED 2002-08-26
TX RA APPROVED 1994-05-26
  • NH RA
    APPROVED
    Since 2024-06-06
  • OK RA
    APPROVED
    Since 2002-08-26
  • TX RA
    APPROVED
    Since 1994-05-26

Branch Locations

15958 City Walk #240, Sugar Land, TX 77479 • United States

15958 City Walk, Suite 240, Sugarland, TX 77479 • United States

Hampton Falls, NH • United States

Missouri City, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Sugarland TX 05/1994 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-08-09
S63 Uniform Securities Agent State Law Examination 1985-10-23
  • S65 Uniform Investment Adviser Law Examination
    1996-08-09
  • S63 Uniform Securities Agent State Law Examination
    1985-10-23
Other Names
  • H Rogers
  • Howie Rogers
  • H Howie Rogers
  • Howard Hon Rogers

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · SUGAR LAND, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · Sugar Land, TX
LPL FINANCIAL LLC · SUGAR LAND, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SUGAR LAND, TX
WESLEY OWEN BALES INVESTMENT ADVISORY SERVICE · SUGAR LAND, TX
B.D. STERLING · SUGAR LAND, TX
LPL FINANCIAL LLC · SUGAR LAND, TX
SWEETWATER FINANCIAL ADVISORS, LLC · SUGAR LAND, TX

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