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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-08-14 |
| NY | RA | APPROVED | 2025-08-14 |
| TX | RA | APPROVED | 2025-08-14 |
Branch Locations
478 Bay Ridge Parkway Lower Level, Brooklyn, NY 11209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Brooklyn | NY | 03/2001 | 08/2025 |
| Stifel | Brooklyn | NY | 08/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-08-15 |
| S63 | Uniform Securities Agent State Law Examination | 2001-06-06 |
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