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Christopher G Sassone

Stifel, Nicolaus & Company, Incorporated

Garden City, NY

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-11-06
TX RA APPROVED 2025-11-06
  • NY RA
    APPROVED
    Since 2025-11-06
  • TX RA
    APPROVED
    Since 2025-11-06

Branch Locations

1225 Franklin Avenue Suite 150, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Garden City NY 01/2020 11/2025
Konica Minolta Usa New York NY 01/2015 12/2019
Stifel Garden City NY 11/2025 Present
  • 01/2020 → 11/2025
    Janney Montgomery Scott Llc
    Garden City, NY
  • 01/2015 → 12/2019
    Konica Minolta Usa
    New York, NY
  • 11/2025 → Present
    Stifel
    Garden City, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-26
  • S66 Uniform Combined State Law Examination
    2021-06-26

View on SEC IAPD

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NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
OSAIC WEALTH, INC.
COMMONWEALTH FINANCIAL NETWORK
LESLIE MARIE GIORDANO

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
ARKADIOS WEALTH ADVISORS · Garden City, NY
CETERA INVESTMENT ADVISERS LLC · Garden City, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
CETERA INVESTMENT ADVISERS LLC · GARDEN CITY, NY
BRIXTON CAPITAL WEALTH ADVISORS, LLC · GARDEN CITY, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Garden City, NY
OSAIC WEALTH, INC. · GARDEN CITY, NY

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