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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-07-30 |
| PA | RA | APPROVED | 2025-07-30 |
Branch Locations
33 35Th Street Suite A410, Brooklyn, NY 11232 • United States
1735 Market St Suite 125, #201, Philadelphia, PA 19103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Merrimack | NH | 12/2021 | 12/2022 |
| Flag Day International | Philadelphia | PA | 12/2020 | 12/2021 |
| Tiaa | Philadelphia | PA | 08/2014 | 12/2020 |
| Jeffrey Buffum | New York | NY | 12/2022 | 02/2023 |
| Northwestern Mutual Investment Services Llc | New York | NY | 12/2022 | 02/2023 |
| Flag Day International Llc | Philadelphia | PA | 03/2023 | Present |
| Lpl Enterprise, Llc | Philadelphia | PA | 05/2025 | Present |
1) 02/20/2025 - Flag Day International LLC - Business Owner - Philadelphia, PA - start date 08/01/2016 - not investment related 2) 02/20/2025-Leonard Dewberry-Financial Professional-Non-Variable Insurance/Insurance Agency-Inv Related-At Philadelphia, PA-Start date 02/20/2025-160hrs/mth-160hrs/mth during trading 3) 02/20/2025-Prudential Advisors-Financial Professional-DBA for LPL Business (entity for LPL business)-Inv Related-At reported business location(s)-Start date 02/20/2025-160hrs/mth-160hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 2001-05-15 |
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