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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2023-05-02 |
| TX | RA | APPROVED_RES | 2023-05-02 |
Branch Locations
1129 Nw J Street, Bentonville, AR 72712 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 01/2001 | 06/2020 |
| Riggs & Associates, Cpa, Pa | Bentonville | AR | 01/1998 | Present |
| Equitable Advisors, Llc | New York | NY | 01/2001 | 03/2023 |
| Private Advisor Group, Llc | Morristown | NJ | 03/2023 | Present |
1.Mr. Riggs uses Natural State Wealth Advisors as the name of the business under which he provides investment advice through Private Advisor Group, LLC. 2.Mr. Riggs holds licenses to sell insurance and sells insurance products as an independent insurance agent. This insurance business is separate and apart from Private Advisor Group, and does not include investment advisory services. 3.Mr. Riggs provides tax advice and tax preparation services, but any such tax advice and tax preparation services is separate and apart from investment advisory services that Mr. Riggs provides through Private Advisor Group.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-02-07 |
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