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Current Employers
Rockefeller Capital Management

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-10-09
TX RA APPROVED_RES 2025-10-07
  • AR RA
    APPROVED
    Since 2025-10-09
  • TX RA
    APPROVED_RES
    Since 2025-10-07

Branch Locations

4206 S Jb Hunt Drive Suite 120, Rogers, AR 72758 • United States

Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2024-11-29
TX RA APPROVED 2024-11-29
  • AR RA
    APPROVED
    Since 2024-11-29
  • TX RA
    APPROVED
    Since 2024-11-29

Branch Locations

4206 S Jb Hunt Drive Suite 120, Rogers, AR 72758 • United States

300 Crescent Court Suite 1450, Dallas, TX 75201 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fayetteville AR 03/1982 11/2024
Bank Of America,Na Rogers AR 12/2009 11/2024
Rockefeller Financial Llc Fayetteville AR 11/2024 07/2026
Rockefeller Financial Llc Rogers AR 07/2026 Present
Previous Registrations
Other Businesses

I*1055426For profit or not for profit: Entity For Profit Name of outside business organization: NWARECO LLC Investment related: No Address of business: Fayetteville, ArkansasNature of business: ["Limited Liability Company"]Position, title, association: ["Owner"], Start date of relationship: 9/21/2018Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0Duties: , I use the entity to purchase real estate I*1882306Entity For Profit Name of OBA: Pointer Lane LLC Address: Fayetteville, Arkansas, 72701Investment Related: No Position, Title, Association: Owner Employee Start Date: 05/10/2024No Hours: 1No Hours during trading: 0Duties: Own rental real estate. I will pay taxes and insurance. Management company responsible for all else. I*1882303Entity For Profit Name of OBA: 28th Street Bentonville LLC Address: Fayetteville, Arkansas, 72701Investment Related: No Position, Title, Association: Owner Employee Start Date: 05/01/2024No Hours: 1No Hours during trading: 0Duties: Raw Land Purchase - Pay taxes and oversee maintenance of lot. I*1882307Entity For Profit Name of OBA: Hunters Ridge Fayetteville LLC Address: Fayetteville, Arkansas, 72701Investment Related: No Position, Title, Association: Owner Employee Start Date: 05/01/2024No Hours: 1No Hours during trading: 0Duties: Rental Real Estate - I will pay taxes and insurance. Management company will do rest. I*1882302Entity For Profit Name of OBA: Historic District Fayetteville LLC Address: Fayetteville, Arkansas, 72701Investment Related: No Position, Title, Association: Owner Employee Start Date: 05/01/2024No Hours: 1No Hours during trading: 0Duties: I use this entity to purchase real estate used as AirBNB. I am the only member. I have to pay the taxes and insurance and oversee the real estate I've purchased. Someone else manages the rentals. I*1882304Entity For Profit Name of OBA: South Duncan Fayetteville LLC Address: Fayetteville, Arkansas, 72701Investment Related: No Position, Title, Association: Owner Employee Start Date: 05/01/2024No Hours: 1No Hours during trading: 0Duties: Pay taxes and insurance. Authorize repairs by Management Company. I*1882305, Entity Type Entity For Profit, Name of OBA: Berry Street LLC Address: Fayetteville Arkansas 72701 Investment Related: No Position, Title, Association: Owner Employee Start Date: 05/01/2024 No Hours: 1 monthly No Hours during trading: 0 Duties: Own Rental Real Estate - apartments. Will collect income and pay all bills. I*2059279, Entity Type Entity For Profit, Name of OBA: NJG Family Partnership GP LLC Address: Fayetteville Arkansas 72701 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 05/01/2024 No Hours: 0; No Hours during trading: 0 Duties: Created to own the 1% General Partner interest in the NJG Family Limited Partnership I*2060275, Entity Type Entity For Profit, Name of OBA: NJG Family Limited Partnership Address: Fayetteville Arkansas 72701 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date:05/01/2024 No Hours: 0; No Hours during trading: 0 Duties: It 100% owns the other LLCs I have already reported. 1669 Cedar Street; Investment Related; Fayetteville, AR 72701; Real Estate; Part Owner; 05/01/2024; 1 hour per month; 0 hours during trading hours; Rental Real Estate.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-05-11
S63 Uniform Securities Agent State Law Examination 1982-10-04
  • S65 Uniform Investment Adviser Law Examination
    1992-05-11
  • S63 Uniform Securities Agent State Law Examination
    1982-10-04
Other Names
  • Nan F Jorgensen
  • Nan F Jorgensen
  • Nan F Bradford
  • Nan Flowers Jorgensen
  • Nan F Ginger

View on SEC IAPD

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