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45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2025-10-09 |
| TX | RA | APPROVED_RES | 2025-10-07 |
Branch Locations
4206 S Jb Hunt Drive Suite 120, Rogers, AR 72758 • United States
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2024-11-29 |
| TX | RA | APPROVED | 2024-11-29 |
Branch Locations
4206 S Jb Hunt Drive Suite 120, Rogers, AR 72758 • United States
300 Crescent Court Suite 1450, Dallas, TX 75201 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fayetteville | AR | 03/1982 | 11/2024 |
| Bank Of America,Na | Rogers | AR | 12/2009 | 11/2024 |
| Rockefeller Financial Llc | Fayetteville | AR | 11/2024 | 07/2026 |
| Rockefeller Financial Llc | Rogers | AR | 07/2026 | Present |
I*1055426For profit or not for profit: Entity For Profit Name of outside business organization: NWARECO LLC Investment related: No Address of business: Fayetteville, ArkansasNature of business: ["Limited Liability Company"]Position, title, association: ["Owner"], Start date of relationship: 9/21/2018Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0Duties: , I use the entity to purchase real estate I*1882306Entity For Profit Name of OBA: Pointer Lane LLC Address: Fayetteville, Arkansas, 72701Investment Related: No Position, Title, Association: Owner Employee Start Date: 05/10/2024No Hours: 1No Hours during trading: 0Duties: Own rental real estate. I will pay taxes and insurance. Management company responsible for all else. I*1882303Entity For Profit Name of OBA: 28th Street Bentonville LLC Address: Fayetteville, Arkansas, 72701Investment Related: No Position, Title, Association: Owner Employee Start Date: 05/01/2024No Hours: 1No Hours during trading: 0Duties: Raw Land Purchase - Pay taxes and oversee maintenance of lot. I*1882307Entity For Profit Name of OBA: Hunters Ridge Fayetteville LLC Address: Fayetteville, Arkansas, 72701Investment Related: No Position, Title, Association: Owner Employee Start Date: 05/01/2024No Hours: 1No Hours during trading: 0Duties: Rental Real Estate - I will pay taxes and insurance. Management company will do rest. I*1882302Entity For Profit Name of OBA: Historic District Fayetteville LLC Address: Fayetteville, Arkansas, 72701Investment Related: No Position, Title, Association: Owner Employee Start Date: 05/01/2024No Hours: 1No Hours during trading: 0Duties: I use this entity to purchase real estate used as AirBNB. I am the only member. I have to pay the taxes and insurance and oversee the real estate I've purchased. Someone else manages the rentals. I*1882304Entity For Profit Name of OBA: South Duncan Fayetteville LLC Address: Fayetteville, Arkansas, 72701Investment Related: No Position, Title, Association: Owner Employee Start Date: 05/01/2024No Hours: 1No Hours during trading: 0Duties: Pay taxes and insurance. Authorize repairs by Management Company. I*1882305, Entity Type Entity For Profit, Name of OBA: Berry Street LLC Address: Fayetteville Arkansas 72701 Investment Related: No Position, Title, Association: Owner Employee Start Date: 05/01/2024 No Hours: 1 monthly No Hours during trading: 0 Duties: Own Rental Real Estate - apartments. Will collect income and pay all bills. I*2059279, Entity Type Entity For Profit, Name of OBA: NJG Family Partnership GP LLC Address: Fayetteville Arkansas 72701 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 05/01/2024 No Hours: 0; No Hours during trading: 0 Duties: Created to own the 1% General Partner interest in the NJG Family Limited Partnership I*2060275, Entity Type Entity For Profit, Name of OBA: NJG Family Limited Partnership Address: Fayetteville Arkansas 72701 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date:05/01/2024 No Hours: 0; No Hours during trading: 0 Duties: It 100% owns the other LLCs I have already reported. 1669 Cedar Street; Investment Related; Fayetteville, AR 72701; Real Estate; Part Owner; 05/01/2024; 1 hour per month; 0 hours during trading hours; Rental Real Estate.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-05-11 |
| S63 | Uniform Securities Agent State Law Examination | 1982-10-04 |
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