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Current Employers
Rockefeller Capital Management

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-10-06
TX RA APPROVED 2025-10-06
  • AR RA
    APPROVED
    Since 2025-10-06
  • TX RA
    APPROVED
    Since 2025-10-06

Branch Locations

4206 S Jb Hunt Drive Suite 120, Rogers, AR 72758 • United States

Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2024-11-29
TX RA APPROVED 2024-11-29
  • AR RA
    APPROVED
    Since 2024-11-29
  • TX RA
    APPROVED
    Since 2024-11-29

Branch Locations

300 Crescent Court Suite 1450, Dallas, TX 75201 • United States

4206 S Jb Hunt Drive Suite 120, Rogers, AR 72758 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rogers AR 08/2016 11/2024
University Of Arkansas Fayetteville AR 08/2013 12/2016
Bank Of America, N.A. Rogers AR 05/2017 11/2024
Rockefeller Financial Llc Farmington AR 11/2024 07/2026
Rockefeller Financial Llc Rogers AR 07/2026 Present
Previous Registrations
Other Businesses

1) Bent Hook Lodge, LLC; Investment related; 13458 S Ervan Beeks Rd Farmington, AR 72730; 1/3 owner of LLC; 11/10/2025; Less than an hour per month and 0 hours during trading hours; LLC holds a rental property. 2) 4707 W Wales Ave; Non-Investment Related; Fayetteville, AR; 50% Owner; 03/12/2021; 3 hours per year and 0 hours during trading hours; Rental Property. 3) Cypress Point Ventures of NWA, LLC; Non-Investment Related; Farmington, AR; 1/3 owner of LLC; 1 hour per month and 0 hours during trading hours; LLC to hold farmland in Oklahoma. 4) Wild Card Ventures, LLC; Non-Investment Related; Prairie Grove, AR; 10 hours per month and 0 hours during trading hours; LLC to hold rental property. 5) Blue Cactus Lodge, LLC; Investment related; Flippin, AR; Rental property; 1/3 Member of the LLC; 06/15/2026; 5 hours per month and 0 hours during trading hours; Pay utility bills, etc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-09
  • S66 Uniform Combined State Law Examination
    2017-06-09
Designations
Other Names
  • Will Ginger

View on SEC IAPD

Other Firms

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