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45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2025-10-06 |
| TX | RA | APPROVED | 2025-10-06 |
Branch Locations
4206 S Jb Hunt Drive Suite 120, Rogers, AR 72758 • United States
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2024-11-29 |
| TX | RA | APPROVED | 2024-11-29 |
Branch Locations
300 Crescent Court Suite 1450, Dallas, TX 75201 • United States
4206 S Jb Hunt Drive Suite 120, Rogers, AR 72758 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rogers | AR | 08/2016 | 11/2024 |
| University Of Arkansas | Fayetteville | AR | 08/2013 | 12/2016 |
| Bank Of America, N.A. | Rogers | AR | 05/2017 | 11/2024 |
| Rockefeller Financial Llc | Farmington | AR | 11/2024 | 07/2026 |
| Rockefeller Financial Llc | Rogers | AR | 07/2026 | Present |
1) Bent Hook Lodge, LLC; Investment related; 13458 S Ervan Beeks Rd Farmington, AR 72730; 1/3 owner of LLC; 11/10/2025; Less than an hour per month and 0 hours during trading hours; LLC holds a rental property. 2) 4707 W Wales Ave; Non-Investment Related; Fayetteville, AR; 50% Owner; 03/12/2021; 3 hours per year and 0 hours during trading hours; Rental Property. 3) Cypress Point Ventures of NWA, LLC; Non-Investment Related; Farmington, AR; 1/3 owner of LLC; 1 hour per month and 0 hours during trading hours; LLC to hold farmland in Oklahoma. 4) Wild Card Ventures, LLC; Non-Investment Related; Prairie Grove, AR; 10 hours per month and 0 hours during trading hours; LLC to hold rental property. 5) Blue Cactus Lodge, LLC; Investment related; Flippin, AR; Rental property; 1/3 Member of the LLC; 06/15/2026; 5 hours per month and 0 hours during trading hours; Pay utility bills, etc.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-09 |
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