Best Investors
Account
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Best Investors
Account
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45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2025-10-06 |
| TX | RA | APPROVED | 2025-10-06 |
Branch Locations
4206 S Jb Hunt Drive Suite 120, Rogers, AR 72758 • United States
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2024-12-09 |
| TX | RA | APPROVED_RES | 2024-12-01 |
Branch Locations
4206 S Jb Hunt Drive Suite 120, Rogers, AR 72758 • United States
300 Crescent Court Suite 1450, Dallas, TX 75201 • United States
Fayetteville, AR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rogers | AR | 02/2013 | 11/2024 |
| Bank Of America, N.A. | Rogers | AR | 06/2013 | 11/2024 |
| Rockefeller Financial Llc | Fayetteville | AR | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-05-25 |
| S63 | Uniform Securities Agent State Law Examination | 1980-09-22 |
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