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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-05-05
TX RA APPROVED 2025-05-05
  • AR RA
    APPROVED
    Since 2025-05-05
  • TX RA
    APPROVED
    Since 2025-05-05

Branch Locations

609 Sw 8Th St. Suite 632, Bentonville, AR 72712 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 09/2014 03/2025
Cetera Wealth Services, Llc El Segundo CA 05/2025 Present
N/A N/A AR 03/2025 05/2025
Cetera Investment Advisers Llc Schaumburg IL 05/2025 Present
Previous Registrations
  • 2014-11-10 → 2025-04-08
    Bella Vista, AR
    Pea Ridge, AR
    Maryland Heights, MO
    Maryland Heights, MO
    Bella Vista, AR
    St Louis, MO
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 08/2015; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: VANTAGE FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: WEALTH MANAGEMENT DBA; START DATE: 05/2025; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL ADVICE TO WEALTH MANAGEMENT CLIENTS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-08
  • S66 Uniform Combined State Law Examination
    2014-11-08
Other Names
  • Alexander David Huff
  • Alexander Huff

View on SEC IAPD

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