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45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2024-11-29 |
| TX | RA | APPROVED | 2024-11-29 |
Branch Locations
4206 S Jb Hunt Drive Suite 120, Rogers, AR 72758 • United States
300 Crescent Court Suite 1450, Dallas, TX 75201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rogers | AR | 04/2021 | 11/2024 |
| Gates Rubber Company | Siloam Springs | AR | 05/2015 | 04/2021 |
| Big Whiskeys American Restaurant & Bar | Siloam Springs | AR | 08/2020 | 08/2021 |
| Callahan's Steakhouse | Siloam Springs | AR | 03/2018 | 08/2020 |
| Cotton Patch Cafe | Siloam Springs | AR | 09/2017 | 02/2018 |
| Rockfeller Financial Llc | Siloam Springs | AR | 11/2024 | 07/2026 |
| Rockefeller Financial Llc | Rogerss | AR | 07/2026 | Present |
I*1136340 For profit or not for profit: Entity For Profit Name of outside business organization: Cathy's Corner Investment related: N Address of business: Siloam Springs, Arkansas Nature of business: ["Sole Proprietorship"] Position, title, association: ["Employee"], Start date of relationship: 1/7/2023 Number of hours devoted: 12 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: Restaurant work, will be seating guests and helping servers clean their tables
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-19 |
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