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45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2025-10-06 |
| TX | RA | APPROVED | 2025-10-06 |
Branch Locations
4206 S Jb Hunt Drive Suite 120, Rogers, AR 72758 • United States
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2024-11-29 |
| TX | RA | APPROVED | 2024-11-29 |
Branch Locations
4206 S Jb Hunt Drive Suite 120, Rogers, AR 72758 • United States
300 Crescent Court Suite 1450, Dallas, TX 75201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tungsten Wealth Management | Bentonville | AR | 11/2020 | 04/2022 |
| Today's Bank | Fayetteville | AR | 07/2019 | 10/2020 |
| University Of Arkansas | Fayetteville | AR | 08/2018 | 05/2022 |
| Lpl Financial | Bentonville | AR | 05/2021 | 04/2022 |
| Valley View High School | Jonesboro | AR | 01/2010 | 05/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rogers | AR | 05/2022 | 11/2024 |
| Bank Of America, N.A. | Rogers | AR | 08/2022 | 11/2024 |
| Rockefeller Financial Llc | Bella Vista | AR | 11/2024 | 07/2026 |
| Rockefeller Financial Llc | Rogers | AR | 07/2026 | Present |
1) 01/24/2022 - McNabb Brother's Investments - Investment Related - Jonesboro, AR, 72404 - Real Estate Rental - Start Date: 09/24/2021 - 5 Hours Per Month/0 Hours During Securities Trading - An LLC in the State of Arkansas to Buy a Rental Property. 2) Petit Green LLC; Investment Related; Jonesboro, AR; Investment Property; Managing Member; 9/1/2023; 0 hours per month; 0 hours per trading day; LLC which hold inherited property.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-26 |
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