Best Investors Account Sign in
Current Employers
Rockefeller Capital Management

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-10-06
TX RA APPROVED 2025-10-06
  • AR RA
    APPROVED
    Since 2025-10-06
  • TX RA
    APPROVED
    Since 2025-10-06

Branch Locations

4206 S Jb Hunt Drive Suite 120, Rogers, AR 72758 • United States

Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2024-11-29
TX RA APPROVED 2024-11-29
  • AR RA
    APPROVED
    Since 2024-11-29
  • TX RA
    APPROVED
    Since 2024-11-29

Branch Locations

4206 S Jb Hunt Drive Suite 120, Rogers, AR 72758 • United States

300 Crescent Court Suite 1450, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tungsten Wealth Management Bentonville AR 11/2020 04/2022
Today's Bank Fayetteville AR 07/2019 10/2020
University Of Arkansas Fayetteville AR 08/2018 05/2022
Lpl Financial Bentonville AR 05/2021 04/2022
Valley View High School Jonesboro AR 01/2010 05/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rogers AR 05/2022 11/2024
Bank Of America, N.A. Rogers AR 08/2022 11/2024
Rockefeller Financial Llc Bella Vista AR 11/2024 07/2026
Rockefeller Financial Llc Rogers AR 07/2026 Present
  • 11/2020 → 04/2022
    Tungsten Wealth Management
    Bentonville, AR
  • 07/2019 → 10/2020
    Today's Bank
    Fayetteville, AR
  • 08/2018 → 05/2022
    University Of Arkansas
    Fayetteville, AR
  • 05/2021 → 04/2022
    Lpl Financial
    Bentonville, AR
  • 01/2010 → 05/2018
    Valley View High School
    Jonesboro, AR
  • 05/2022 → 11/2024
    Rogers, AR
  • 08/2022 → 11/2024
    Bank Of America, N.A.
    Rogers, AR
  • 11/2024 → 07/2026
    Bella Vista, AR
  • 07/2026 → Present
    Rogers, AR
Previous Registrations
Other Businesses

1) 01/24/2022 - McNabb Brother's Investments - Investment Related - Jonesboro, AR, 72404 - Real Estate Rental - Start Date: 09/24/2021 - 5 Hours Per Month/0 Hours During Securities Trading - An LLC in the State of Arkansas to Buy a Rental Property. 2) Petit Green LLC; Investment Related; Jonesboro, AR; Investment Property; Managing Member; 9/1/2023; 0 hours per month; 0 hours per trading day; LLC which hold inherited property.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-26
  • S66 Uniform Combined State Law Examination
    2021-07-26
Other Names
  • Lehman Clifford Mcnabb
  • Lehman Mcnabb

View on SEC IAPD

More in Rogers, AR

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor