Sun Y Hong

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-16
TX	RA	APPROVED	2016-06-29

NY RA
APPROVED

Since 2021-06-16
TX RA
APPROVED

Since 2016-06-29

Branch Locations

1200 Franklin Avenue 2Nd Floor, Garden City, NY 11530 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Garden City	NY	06/2016	Present
Morgan Stanley Private Bank, N.A.	New York	NY	07/2016	Present

06/2016 → Present

Morgan Stanley

Garden City, NY
07/2016 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

2007-05-07 → 2016-06-29

Msi Financial Services, Inc.

Dallas, TX

Dallas, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-04-23
S63	Uniform Securities Agent State Law Examination	2001-05-18

S65 Uniform Investment Adviser Law Examination

2007-04-23
S63 Uniform Securities Agent State Law Examination

2001-05-18

Other Names

Stephanie Hong
Sun Y Hong
Sun-Young Hong

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews