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Roseline Austrie

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Garden City, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED_RES 2014-04-01
CT RA APPROVED 2005-12-14
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED_RES
    Since 2014-04-01
  • CT RA
    APPROVED
    Since 2005-12-14

Branch Locations

1325 Franklin Ave, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith, Inc. Great Neck NY 04/2000 Present
  • 04/2000 → Present
    Merrill Lynch, Pierce, Fenner & Smith, Inc.
    Great Neck, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-13
S63 Uniform Securities Agent State Law Examination 2001-07-30
  • S66 Uniform Combined State Law Examination
    2005-12-13
  • S63 Uniform Securities Agent State Law Examination
    2001-07-30
Other Names
  • Roseline Bartley
  • Roseline Bartley

View on SEC IAPD

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Other Offices

ARKADIOS WEALTH ADVISORS · Garden City, NY
CETERA INVESTMENT ADVISERS LLC · Garden City, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
CETERA INVESTMENT ADVISERS LLC · GARDEN CITY, NY
BRIXTON CAPITAL WEALTH ADVISORS, LLC · GARDEN CITY, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Garden City, NY
OSAIC WEALTH, INC. · GARDEN CITY, NY
COMMONWEALTH FINANCIAL NETWORK · Garden City, NY

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