Dana Seth Preis

Current Employers

Employment History

• 07/2009 → Present
  Lpl Financial, Llc
  Easton, CT
• 08/2014 → Present
  Moneco Advisors
  Fairfield, CT

Previous Registrations

• 2013-03-11 → 2014-10-08
  Northeast Planning Associates, Inc.
  Bedford, NH
  Easton, CT
• 2003-05-22 → 2009-07-28
  Mml Investors Services, Llc
  Fairfield, CT
  Stamford, CT

Other Businesses

(1) 03/05/2010: Capital Brokerage in Norwalk, CT - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 1-2 Hrs/Mth - 0 Hrs During Trading. (2) 09/07/2016: Moneco Advisors - Registered Investment Advisor Hybrid - Investment Related - 65 Cedar Hill Road, Easton, CT, 06612 - Start 08/29/2016 - 160 Hr/Mo; 130 Hour(s) During Securities Trading - I provide investment advisory services through Moneco Advisors, an independent investment advisor firm. I started this business activity in August, 2014. I expect to spend approximately 160 [hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 07/25/2025 - Moneco Insurance. LLC - Non-Variable Insurance - At Reported Business Location(s) - Investment Related - Start Date:07/01/2025 - 4 Hrs/Mth - 0 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-05-20
• S63 Uniform Securities Agent State Law Examination
  1999-08-19

Designations