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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2019-09-24
  • NC RA
    APPROVED
    Since 2019-09-24

Branch Locations

100 N Cherry St Ste 300, Winston Salem, NC 27101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Tennessee Bank N.A. Winston-Salem NC 03/2010 11/2017
Ftb Advisors, Inc. Winston Salem NC 03/2010 11/2017
Raymond James Financial Services Advisors, Inc. Winston-Salem NC 09/2019 Present
Raymond James Financial Services, Inc. Winston-Salem NC 09/2019 Present
Pinnacle Bank Winston-Salem NC 11/2017 Present
  • 03/2010 → 11/2017
    First Tennessee Bank N.A.
    Winston-Salem, NC
  • 03/2010 → 11/2017
    Ftb Advisors, Inc.
    Winston Salem, NC
  • 09/2019 → Present
    Winston-Salem, NC
  • 09/2019 → Present
    Raymond James Financial Services, Inc.
    Winston-Salem, NC
  • 11/2017 → Present
    Pinnacle Bank
    Winston-Salem, NC
Previous Registrations
  • 2010-06-07 → 2017-11-07
    First Horizon Advisors, Inc.
    Winston Salem, NC
    Winston Salem, NC
  • 2012-04-11 → 2013-10-10
    Ftb Advisors, Inc.
    Memphis, TN
Other Businesses

(1)Name of Business: Pinnacle Asset Management Address: 215 Harvey Street, Winston Salem, NC, 27103, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/07/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Licensed Bank Advisor (LBA), refer potential investment clients to our RJFS Advisors. No RJFS client accounts under my rep #. (2)Name of Business: Reveille Ridge Ranch Address: 2295 Cana Rd, Mocksville, NC, 27028, United States Activity Type: Agriculture/Farming Position/Title: Investment Related: No Start Date: 09/24/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-04
S63 Uniform Securities Agent State Law Examination 2001-02-07
  • S66 Uniform Combined State Law Examination
    2010-06-04
  • S63 Uniform Securities Agent State Law Examination
    2001-02-07
Designations

View on SEC IAPD

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