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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2019-09-24 |
Branch Locations
100 N Cherry St Ste 300, Winston Salem, NC 27101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Tennessee Bank N.A. | Winston-Salem | NC | 03/2010 | 11/2017 |
| Ftb Advisors, Inc. | Winston Salem | NC | 03/2010 | 11/2017 |
| Raymond James Financial Services Advisors, Inc. | Winston-Salem | NC | 09/2019 | Present |
| Raymond James Financial Services, Inc. | Winston-Salem | NC | 09/2019 | Present |
| Pinnacle Bank | Winston-Salem | NC | 11/2017 | Present |
(1)Name of Business: Pinnacle Asset Management Address: 215 Harvey Street, Winston Salem, NC, 27103, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/07/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Licensed Bank Advisor (LBA), refer potential investment clients to our RJFS Advisors. No RJFS client accounts under my rep #. (2)Name of Business: Reveille Ridge Ranch Address: 2295 Cana Rd, Mocksville, NC, 27028, United States Activity Type: Agriculture/Farming Position/Title: Investment Related: No Start Date: 09/24/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-06-04 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-07 |
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