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Gary Cappon

LPl Financial LLC

Syracuse, NY

Syracuse, NY

Fort Mill, SC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-04-03
NY RA APPROVED 2025-03-31
  • SC RA
    APPROVED
    Since 2025-04-03
  • NY RA
    APPROVED
    Since 2025-03-31

Branch Locations

100 Madison Street Suite 1300, Syracuse, NY 13202 • United States

100 Madison Street Suite 1300, Syracuse, NY 13202 • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Guardian Life Insurance Company Of America Syracuse NY 09/2000 11/2016
Park Avenue Securities Llc Syracuse NY 10/2000 11/2016
Cadaret, Grant & Co., Inc. / Cadaret Grant Agency Inc. Syracuse NY 11/2016 03/2025
Lpl Financial Llc Syracuse NY 03/2025 Present
  • 09/2000 → 11/2016
    The Guardian Life Insurance Company Of America
    Syracuse, NY
  • 10/2000 → 11/2016
    Park Avenue Securities Llc
    Syracuse, NY
  • 11/2016 → 03/2025
    Cadaret, Grant & Co., Inc. / Cadaret Grant Agency Inc.
    Syracuse, NY
  • 03/2025 → Present
    Lpl Financial Llc
    Syracuse, NY
Previous Registrations
  • 2022-05-31 → 2025-10-20
    Cadaret, Grant & Co., Inc.
    Syracuse, NY
    Syracuse, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-27
  • S66 Uniform Combined State Law Examination
    2022-05-27
Other Names
  • Gary F. Cappon
  • Gary Francis Cappon

View on SEC IAPD

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