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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-10-14
NC RA APPROVED 2021-08-03
  • TX RA
    APPROVED_RES
    Since 2024-10-14
  • NC RA
    APPROVED
    Since 2021-08-03

Branch Locations

3330 Healy Drive, Ste 110, Winston Salem, NC 27103 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Securities, Llc Richmond VA 01/2018 07/2021
Bb&T Winston Salem NC 08/2005 01/2019
Bb&T Winston Salem NC 01/2019 07/2021
Bbtis Charlotte NC 08/2005 07/2021
Truist Investment Services, Inc. Winston-Salem NC 02/2021 07/2021
Truist Advisory Services, Inc. Atlanta GA 02/2021 07/2021
Raymond James Financial Services, Inc. Winston Salem NC 07/2021 Present
Raymond James Financial Services Advisors, Inc. Winston Salem NC 07/2021 Present
S&J Wealth Mgmt, Llc. Florence SC 07/2021 Present
Signature Wealth Group Winston Salem NC 07/2021 Present
  • 01/2018 → 07/2021
    Bb&T Securities, Llc
    Richmond, VA
  • 08/2005 → 01/2019
    Bb&T
    Winston Salem, NC
  • 01/2019 → 07/2021
    Bb&T
    Winston Salem, NC
  • 08/2005 → 07/2021
    Bbtis
    Charlotte, NC
  • 02/2021 → 07/2021
    Truist Investment Services, Inc.
    Winston-Salem, NC
  • 02/2021 → 07/2021
    Atlanta, GA
  • 07/2021 → Present
    Raymond James Financial Services, Inc.
    Winston Salem, NC
  • 07/2021 → Present
    Winston Salem, NC
  • 07/2021 → Present
    S&J Wealth Mgmt, Llc.
    Florence, SC
  • 07/2021 → Present
    Signature Wealth Group
    Winston Salem, NC
Previous Registrations
  • 2021-02-17 → 2021-07-19
    Atlanta, GA
  • 2018-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Winston-Salem, NC
    Clemmons, NC
    Charlotte, NC
    Winston-Salem, NC
    Richmond, VA
  • 2006-05-03 → 2018-01-02
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Thomasville, NC
    Thomasville, NC
    High Point, NC
    Kernersville, NC
    Kernersville, NC
    Charlotte, NC
    Clemmons, NC
Other Businesses

(1)Name of Business: Signature Wealth Group Address: 3330 Healy Dr Ste 110, Winston Salem, NC, 27103-2025, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 07/16/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am a financial advisor in their Winston Salem, NC office. (2) S&J Wealth Mgmt, LLC., Florence, North Carolina 07/2021, Support Company, Not Investment Related, P/T: DBA name

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-05-02
S63 Uniform Securities Agent State Law Examination 2000-11-25
  • S65 Uniform Investment Adviser Law Examination
    2006-05-02
  • S63 Uniform Securities Agent State Law Examination
    2000-11-25
Other Names
  • Sean K. Bokhoven
  • Sean Bokhoven
  • Sean Kevin Bokhoven

View on SEC IAPD

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