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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-27 |
| OK | RA | APPROVED | 2019-06-07 |
| FL | RA | APPROVED | 2012-07-11 |
| TX | RA | APPROVED_RES | 2010-08-17 |
Branch Locations
500 Plum St Bridgewater Place, Syracuse, NY 13204 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Syracuse | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Syracuse | NY | 11/2016 | Present |
NEXGEN-I,LLC, NON-INVESTMENT RELATED, SYRACUSE, NY, START 6/25/2007, 3-5 HRS/MTH NOT DURING SECURITIES HOURS, LLC HOLDS REAL ESTATE INVESTMENTS. FAYETTE-LOMBARD, LLC; INVESTMENT RELATED; SYRACUSE, NY; LLC FOR APARTMENT RENTALS; 100% OWNERSHIP; START 12/5/2011; 4 HOURS DEVOTED PER MONTH; NONE DURING TRADING HOURS. RENTAL PROPERTY, INVT RELATED, SYRACUSE, NY, 100% OWNERSHIP, START DATE 8/1/2004, 3 HRS PER MONTH, 0 HRS DURING TRADING, OWNER. RENTAL PROPERTY, INVT RELATED, SYRACUSE, NY, 100% OWNERSHIP, START DATE 8/1/2004, 3 HRS PER MONTH, 0 HRS DURING TRADING, OWNER. ESTATE OF FRIEND; NOT INV RELATED; SYRACUSE, NY; DISPOSE OF HIS ASSETS, AND TO SETTLE PAYMENT WITH CREDITORS; EXECUTOR/CO-EXECUTOR/PERSONAL REPRESENTATIVE; START DATE: 09/30/2025; 2 HRS PER MONTH; 2 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-15 |
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