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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-09-05
TX RA APPROVED_RES 2025-09-05
  • NY RA
    APPROVED
    Since 2025-09-05
  • TX RA
    APPROVED_RES
    Since 2025-09-05

Branch Locations

9712 3Rd Ave Suite 1, Brooklyn, NY 11209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Portfolios Financial Services, Inc. Brooklyn NY 08/2009 11/2023
Blueprint Wealth Alliance, Llc Brooklyn NY 07/2016 08/2017
American Portfolios Advisors, Inc Brooklyn NY 08/2009 11/2023
Retirement Help Group Brooklyn NY 03/2010 Present
Avantax Investment Services Inc. Brooklyn NY 12/2023 09/2025
Avantax Advisory Services Brooklyn NY 12/2023 09/2025
Avantax Insurance Agency, Llc Brooklyn NY 12/2023 09/2025
Retirement Help Group Brooklyn NY 03/2010 Present
Cetera Wealth Services, Llc Brooklyn NY 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 08/2009 → 11/2023
    American Portfolios Financial Services, Inc.
    Brooklyn, NY
  • 07/2016 → 08/2017
    Blueprint Wealth Alliance, Llc
    Brooklyn, NY
  • 08/2009 → 11/2023
    American Portfolios Advisors, Inc
    Brooklyn, NY
  • 03/2010 → Present
    Retirement Help Group
    Brooklyn, NY
  • 12/2023 → 09/2025
    Avantax Investment Services Inc.
    Brooklyn, NY
  • 12/2023 → 09/2025
    Avantax Advisory Services
    Brooklyn, NY
  • 12/2023 → 09/2025
    Avantax Insurance Agency, Llc
    Brooklyn, NY
  • 03/2010 → Present
    Retirement Help Group
    Brooklyn, NY
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Brooklyn, NY
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2023-12-04 → 2025-09-05
    Avantax Advisory Services
    Dallas, TX
    Brooklyn, NY
  • 2010-01-08 → 2023-12-05
    American Portfolios Advisors, Inc
    Holbrook, NY
  • 2016-09-16 → 2017-08-28
    Blueprint Wealth Alliance, Llc
    Brooklyn, NY
Other Businesses

1)RETIREMENT HELP GROUP POSITION: FINANCIAL ADVISOR NATURE: We offer investment planning, retirement planning, tax planning, financial planning and estate planning services under this DBA. INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 03/01/2010 ADDRESS: 9712 3rd Ave, Suite 1, Brooklyn NY 11209, United States DESCRIPTION: Meeting with clients to review their financials towards retirement.prospecting and servicing current clients,forging new relationships and maintaining them over a long period of time

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-25
S63 Uniform Securities Agent State Law Examination 2000-08-21
  • S66 Uniform Combined State Law Examination
    2022-01-25
  • S63 Uniform Securities Agent State Law Examination
    2000-08-21

View on SEC IAPD

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