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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2021-07-22
TX RA APPROVED_RES 2021-07-21
  • MA RA
    APPROVED
    Since 2021-07-22
  • TX RA
    APPROVED_RES
    Since 2021-07-21

Branch Locations

319 Littleton Rd, Suite 303, Westford, MA 01886 • United States

Northborough, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Acton MA 11/2012 07/2021
Various Insurance Carriers For W&R Insurance Agencies Northborough MA 01/2013 07/2021
Eric Howland Northborough MA 01/2009 07/2021
Squam Lakes Resort Condominium Association Holderness NH 09/2019 07/2021
Richard West Acton MA 01/2020 07/2021
Elizabeth Sampson Epping NH 01/2020 07/2021
Sampson West & Associates Inc. Acton MA 01/2020 07/2021
Lpl Financial Llc Acton MA 07/2021 Present
  • 11/2012 → 07/2021
    Waddell & Reed, Inc.
    Acton, MA
  • 01/2013 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    Northborough, MA
  • 01/2009 → 07/2021
    Eric Howland
    Northborough, MA
  • 09/2019 → 07/2021
    Squam Lakes Resort Condominium Association
    Holderness, NH
  • 01/2020 → 07/2021
    Richard West
    Acton, MA
  • 01/2020 → 07/2021
    Elizabeth Sampson
    Epping, NH
  • 01/2020 → 07/2021
    Sampson West & Associates Inc.
    Acton, MA
  • 07/2021 → Present
    Acton, MA
Previous Registrations
  • 2014-01-07 → 2021-07-21
    Waddell & Reed
    Dover, MA
    Waltham, MA
    Portsmouth, NH
    Waltham, MA
    Northborough, MA
    Hamden, CT
    Marlborough, MA
    Acton, MA
Other Businesses

1)07/09/2021- Concord River Financial - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 04/2018 2)07/09/2021 - Notary - State of CA - Inv Rel - Start: 2009 3) 07/09/2021 - Concord River Financial - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - 0 Hrs/Mth - 0 Hrs During Trading. 4)06/10/2022 - Concord River Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 04/25/2018. 5) 03/20/2025 - Modern Life Group, Inc; Associates of Clifton Park - Investment Related - Non-Variable Insurance - Westford, MA - Start Date:03/18/2025 - 2 Hrs/Mth - 2 Hrs During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-10-25
S63 Uniform Securities Agent State Law Examination 2012-07-20
  • S65 Uniform Investment Adviser Law Examination
    2012-10-25
  • S63 Uniform Securities Agent State Law Examination
    2012-07-20
Other Names
  • Eric Howland

View on SEC IAPD

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