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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2021-07-22 |
| TX | RA | APPROVED_RES | 2021-07-21 |
Branch Locations
319 Littleton Rd, Suite 303, Westford, MA 01886 • United States
Northborough, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Acton | MA | 11/2012 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Northborough | MA | 01/2013 | 07/2021 |
| Eric Howland | Northborough | MA | 01/2009 | 07/2021 |
| Squam Lakes Resort Condominium Association | Holderness | NH | 09/2019 | 07/2021 |
| Richard West | Acton | MA | 01/2020 | 07/2021 |
| Elizabeth Sampson | Epping | NH | 01/2020 | 07/2021 |
| Sampson West & Associates Inc. | Acton | MA | 01/2020 | 07/2021 |
| Lpl Financial Llc | Acton | MA | 07/2021 | Present |
1)07/09/2021- Concord River Financial - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 04/2018 2)07/09/2021 - Notary - State of CA - Inv Rel - Start: 2009 3) 07/09/2021 - Concord River Financial - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - 0 Hrs/Mth - 0 Hrs During Trading. 4)06/10/2022 - Concord River Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 04/25/2018. 5) 03/20/2025 - Modern Life Group, Inc; Associates of Clifton Park - Investment Related - Non-Variable Insurance - Westford, MA - Start Date:03/18/2025 - 2 Hrs/Mth - 2 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 2012-07-20 |
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