Richard John West

Current Employers

Employment History

• 09/2009 → 07/2021
  Waddell & Reed, Inc.
  Acton, MA
• 10/2009 → 07/2021
  Various Insurance Carriers For W & R Insurance Agenices
  Carlisle, MA
• 10/2013 → 12/2017
  C2 Networking Group
  Carlisle, MA
• 11/2015 → Present
  Sampson West & Associates Inc
  Acton, MA
• 04/2016 → 11/2021
  Grow A Strong Family, Inc.
  Bedford, MA
• 08/2018 → 01/2019
  Bni Business Networking International
  Concord, MA
• 07/2021 → Present
  Lpl Financial, Llc
  Acton, MA

Previous Registrations

• 2010-01-28 → 2021-07-21
  Waddell & Reed
  Dover, MA
  Epping, NH
  Epping, NH
  Hamden, CT
  Acton, MA
  Hamden, CT
  Dover, MA

Other Businesses

1. 07/21/2021 - No Business Name - Not Investment Related - Home Based - Act in a Fiduciary Capacity - Started 5/23/2018 - Power of Attorney for spouse. 2. 07/21/2021 - Concord River Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/25/2018. 3. 02/24/2022 - Associates Of Clifton Park and / or Crump - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/01/2022 - 4 Hours Per Month/1 Hour During Securities Trading. 4. 06/10/2022 - Sampson West & Associates, LLC. - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 06/01/2022 - 175 Hours Per Month/ 8 Hours During Securities Trading. 5. 12/12/2022 - Modern Life, Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent / Producer - Start Date - 04/01/2022 - 4 Hours Per Month/1 Hours During Securities Trading 6. 12/05/2023 - SW&M Realty LLC - Inv Related - Westford, MA - Real Estate Rental - Started: 11/14/2023 - 1 Hr/Mo During Securities Trading. 7. 4/1/2025 - SW&M Realty - Real Estate Rental - Not Investment related - At reported Business location(s) - Start date:04/01/2025 - 4 Hrs/Mth - 1 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2009-11-23

Other Names

• Richard West
• Rick West