David Ira Roth

Current Employers

Employment History

• 05/2007 → 09/2023
  Self Employed Freelance Musician
  Littleton, MA
• 01/2010 → Present
  Breezy Day Productions
  Littleton, MA
• 04/2015 → 03/2020
  Good Thomas Productions
  Mansfield, MA
• 01/2017 → 03/2020
  Julie's Cat Care
  Littleton, MA
• 11/2020 → 01/2026
  Alison Wealth Management (D.b.a. For Advisory Business)
  Littleton, MA
• 11/2020 → Present
  C2P Capital Advisory Group, Llc Dba Prosperity Capital Advisors
  Westlake, OH
• 01/2026 → Present
  Westford Wealth Management (Dba For Advisory Business)
  Westford, MA

Previous Registrations

• 2017-11-13 → 2020-10-05
  Newly Wealth Llc
  Littleton, MA

Other Businesses

(1) David Roth provides tax planning, management, preparation and business consulting services through Breezy Day Tax. These services are offered separately from any PCA related business or activities. David spends six hours per month during securities and twelve hours per month during non-securities hours on this activity. (2) Fixed Insurance: David Roth is a licensed insurance agent conducting business from his registered location. In this capacity, he may offer fixed insurance products including but not limited to life insurance, annuities, disability insurance, long term care insurance and Medicare supplements and receives normal and customary commissions as a result of any sales. In addition, he may receive other compensation such as fixed life trails. David Roth spends approx. 10 hrs/week during trading hours on this activity. (3) David Roth is the President of Better Accounting Services, Inc. Mr. Roth offers tax preparation and consulting services through this entity for a fee. Mr. Roth is involved in this activity approximately 10 hours per month during trading hours. This is not an investment-related activity. (4) David Roth is the President of Better Accounting Services, Inc. which is an accounting and tax preparation firm. Mr. Roth spends approximately 150 hours per month on this activity with approximately 100 of those hours occurring during trading hours. This is not an investment related activity and separate from his PCA related business or activities. (5) David Roth is the Owner/Manager of Breezy Day Productions. Breezy Day Productions contracts DJs for events and produces music and music videos. David spends approximately ten hours per month during securities trading hours and twenty hours per month during non-securities trading hours on this activity. This is not a securities related activity. (6) David Roth is on the board of directors as Treasurer for Wildflower Meadow Condominium Association. David spends approximately three hours per month on this activity outside of security trading hours. This is not a securities related activity. (7) David Roth is involved in a self-employed Cryptocurrency Mining activity. Mr. Roth spends roughly two to four hours per month during non-trading hours. (8) David Roth is the Owner of Westford Wealth Management which is the operating entity for David's advisory and insurance business and the dba he uses to promote his advisory activities. Mr. Roth spends approximately ten hours per week during trading hours working under this entity. (9) David Roth is the owner of rental property. Mr. Roth has real estate that he owns and rents out to tenants. Mr. Roth spends approximately five hours per month on this activity with two of those hours occurring during trading hours. This is not a securities related activity.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-04-10

Designations