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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2018-11-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Andover | MA | 08/1992 | 11/2018 |
| Osaic Wealth, Inc. | Andover | MA | 11/2018 | Present |
2) RENTAL PROPERTY POSITION: Owner NATURE: I own and rent out a 1-bedroom Carriage House on property that I own on a lake in New Hampshire.This property is Jointly owned by me and my wife. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2021 ADDRESS: 544 Beverly Hills Dr, East Wakefield NH 03830, United States DESCRIPTION: Manage the rentals: take reservations, inspect the property before and after rentals, manage cleaning of the unit. This property is listed on ABNB and my wife does most of the work related to it. 3) INNOVATIVE FINANCIAL GROUP, LLC POSITION: Investment Advisor Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/03/2023 ADDRESS: 5 Lan Dr, Suite 220, Westford MA 01886, United States DESCRIPTION: Sales/Marketing of securities, investment advisory and insurance products 4) INNOVATIVE FINANCIAL GROUP, LLC / FIXED INSURANCE POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 08/03/2023 ADDRESS: 5 Lan Dr, Suite 220, Westford MA 01886, United States DESCRIPTION: Sales/Marketing of fixed annuities and non-variable insurance.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-04-10 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-04 |
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