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Mary Theresa Butler-Aldrich

LPl Financial LLC

Westford, MA

Waltham, MA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2021-07-22
  • MA RA
    APPROVED
    Since 2021-07-22

Branch Locations

319 Littleton Rd, Suite 303, Westford, MA 01886 • United States

Waltham, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Woburn MA 10/1990 07/2021
Various Insurance Carriers For W & R Insurance Agencies Waltham MA 12/1990 07/2021
Lpl Financial Llc Woburn MA 07/2021 Present
  • 10/1990 → 07/2021
    Waddell & Reed, Inc.
    Woburn, MA
  • 12/1990 → 07/2021
    Various Insurance Carriers For W & R Insurance Agencies
    Waltham, MA
  • 07/2021 → Present
    Woburn, MA
Previous Registrations
  • 2009-01-08 → 2021-07-21
    Waddell & Reed
    Waltham, MA
    Waltham, MA
    Dover, MA
    Waltham, MA
    Hamden, CT
    Woburn, MA
Other Businesses

1) 05/11/2023 - Concord River Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 05/04/2023 - 250 Hours Per Month/197 Hours During Securities Trading 2) 06/02/2023 - Modern Life - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Producer - Start Date 05/16/2023 - 30 Hours Per Month/ 30 Hours During Securities Trading 3) 11/08/2024- Associates of Clifton Park - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 10/03/2024 - 2 Hours Per Month/ During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-01-03
S63 Uniform Securities Agent State Law Examination 1990-11-16
  • S65 Uniform Investment Adviser Law Examination
    2009-01-03
  • S63 Uniform Securities Agent State Law Examination
    1990-11-16
Designations
Other Names
  • Mary Theresa Butler
  • Mary Theresa Butleraldrich
  • Mary Butler-Aldrich

View on SEC IAPD

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