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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2021-07-22 |
| NH | RA | APPROVED | 2021-07-21 |
Branch Locations
319 Littleton Rd, Suite 303, Westford, MA 01886 • United States
Epping, NH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Epping | NH | 12/1990 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Epping | NH | 12/2000 | 07/2021 |
| Tition Woods Road Association | Epping | NH | 11/2007 | 07/2021 |
| Sampson West & Associates Inc | Woburn | MA | 12/2015 | Present |
| Lpl Financial, Llc | Acton | MA | 07/2021 | Present |
1. 2/1/2022 - Crump and/or AOCP - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent/Producer - Started 02/01/2022 - 4 Hours Per Month During Securities Trading. 2. 03/03/2022 - Concord River Financial - Investment Related - 40 Nagog Park Ste 210 Acton, MA 01720 and At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 07/23/2021 - 200 Hours Per Month/120 Hours During Securities Trading. 3. 04/22/2022 - Sampson West and Associates, Inc. - Investment Related - Acton, MA 01720 - Non-Variable Insurance - Agent - Start Date - 05/02/2022 - 4 Hours Per Month/ 4 Hours During Securities Trading. 4. 06/10/2022 - Sampson West & Associates, LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 06/01/2022 - 175 Hours Per Month/ 8 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-01-09 |
| S63 | Uniform Securities Agent State Law Examination | 1991-01-14 |
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