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Elizabeth Purdie Sampson

LPl Financial LLC

Westford, MA

Epping, NH

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2021-07-22
NH RA APPROVED 2021-07-21
  • MA RA
    APPROVED
    Since 2021-07-22
  • NH RA
    APPROVED
    Since 2021-07-21

Branch Locations

319 Littleton Rd, Suite 303, Westford, MA 01886 • United States

Epping, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Epping NH 12/1990 07/2021
Various Insurance Carriers For W & R Insurance Agencies Epping NH 12/2000 07/2021
Tition Woods Road Association Epping NH 11/2007 07/2021
Sampson West & Associates Inc Woburn MA 12/2015 Present
Lpl Financial, Llc Acton MA 07/2021 Present
  • 12/1990 → 07/2021
    Waddell & Reed, Inc.
    Epping, NH
  • 12/2000 → 07/2021
    Various Insurance Carriers For W & R Insurance Agencies
    Epping, NH
  • 11/2007 → 07/2021
    Tition Woods Road Association
    Epping, NH
  • 12/2015 → Present
    Sampson West & Associates Inc
    Woburn, MA
  • 07/2021 → Present
    Acton, MA
Previous Registrations
  • 1997-07-29 → 2021-07-21
    Waddell & Reed
    Portsmouth, NH
    Epping, NH
    Dover, MA
    Waltham, MA
    Portsmouth, NH
    Bedford, NH
    Hamden, CT
    Acton, MA
Other Businesses

1. 2/1/2022 - Crump and/or AOCP - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent/Producer - Started 02/01/2022 - 4 Hours Per Month During Securities Trading. 2. 03/03/2022 - Concord River Financial - Investment Related - 40 Nagog Park Ste 210 Acton, MA 01720 and At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 07/23/2021 - 200 Hours Per Month/120 Hours During Securities Trading. 3. 04/22/2022 - Sampson West and Associates, Inc. - Investment Related - Acton, MA 01720 - Non-Variable Insurance - Agent - Start Date - 05/02/2022 - 4 Hours Per Month/ 4 Hours During Securities Trading. 4. 06/10/2022 - Sampson West & Associates, LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 06/01/2022 - 175 Hours Per Month/ 8 Hours During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-01-09
S63 Uniform Securities Agent State Law Examination 1991-01-14
  • S65 Uniform Investment Adviser Law Examination
    1997-01-09
  • S63 Uniform Securities Agent State Law Examination
    1991-01-14
Designations
Other Names
  • Liz Sampson

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