Carl Vincent Marchitto

Current Employers

Employment History

• 12/2000 → 07/2021
  Waddell & Reed, Inc
  Hamden, CT
• 12/2000 → 07/2021
  Various Insurance Carriers For W & R Insurance Agencies
  Orange, CT
• 07/2021 → Present
  Lpl Financial Llc
  Canton, CT

Previous Registrations

• 2021-07-21 → 2021-12-22
  Lpl Financial Llc
  Hamden, CT
  Orange, CT
  Hamden, CT
  Canton, CT
• 2001-01-24 → 2021-07-21
  Waddell & Reed
  West Warwick, RI
  Albany, NY
  Hamden, CT
  Torrington, CT
  Hartford, CT
  Stamford, CT
  Portsmouth, NH
  West Warwick, RI
  Dover, MA
  Canton, CT
  York, PA
  Hamden, CT
  Hamden, CT

Other Businesses

1. 09/07/2021 - WRI Investments - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 02/25/2022- Concord River Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 02/28/2022 - 0 Hours Per Month/0 Hours During Securities Trading. 3. 06/10/2022 - Sampson West & Associates, Inc. - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 06/01/2022 - 175 Hours Per Month/ 8 Hours During Securities Trading. 4. 11/10/2022 - Modern Life Incorporated - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 11/02/2022 - 10 Hours Per Month/2 Hours During Securities Trading. 5. 12/05/2023 - SW&M Realty LLC - Inv Related - Westford, MA - Real Estate Rental - Started: 11/14/2023 - 1 Hr/Mo During Trading Hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  2001-08-03
• S65 Uniform Investment Adviser Law Examination
  1999-10-04