Todd Joseph Shaw

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-16
TX	RA	APPROVED_RES	2021-01-20

NY RA
APPROVED

Since 2021-06-16
TX RA
APPROVED_RES

Since 2021-01-20

Branch Locations

1200 Franklin Avenue 2Nd Floor, Garden City, NY 11530 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Garden City	NY	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley Smith Barney

Garden City, NY
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2008-05-23 → 2009-06-01

Morgan Stanley & Co. Llc

New York, NY
2007-03-07 → 2008-06-09

Ubs Financial Services Inc.

New York, NY

New York, NY

Other Businesses

1. CANCER RESEARCH AND TREATMENT FUND DIRECTOR

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1989-12-06

S63 Uniform Securities Agent State Law Examination

1989-12-06

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews