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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED_RES | 2013-03-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Garden City | NY | 01/2013 | Present |
| Bank Of America, N.A. | Garden City | NY | 03/2013 | Present |
I*: 2074267 Entity Type: Trustee Name of OBA: R. J M. TTEE U/A 08/12/2024 BY L. M. Address: Stewart Manor, New York, Investment Related: No Position, Title, Association: Trustee Employee Start Date: 04-Nov-2024 Number of Hours: 2 hrs annually Number of Hours during trading: 0 Duties: trustee for my daughter
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-09-21 |
| S63 | Uniform Securities Agent State Law Examination | 1989-10-27 |
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