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Current Employers
Flynn Zito Capital Management, Llc

585 Stewart Ave Suite 620, Garden City, NY 11530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-01
FL RA APPROVED 2010-07-16
NH RA APPROVED 2010-03-29
TX RA APPROVED_RES 2010-03-03
  • NY RA
    APPROVED
    Since 2021-03-01
  • FL RA
    APPROVED
    Since 2010-07-16
  • NH RA
    APPROVED
    Since 2010-03-29
  • TX RA
    APPROVED_RES
    Since 2010-03-03

Branch Locations

585 Stewart Ave Suite 620, Garden City, NY 11530 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Garden City NY 11/1997 Present
Flynn Zito Capital Management, Llc Garden City NY 03/2010 Present
Other Businesses

1. 03/26/1998 - FLYNN/ZITO CAPITAL MANAGEMENT - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 10/08/2007 - Flynn Zito Capital Management - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 02/10/2009 - CNBC - Inv Related - TV - On-air guest to discuss the topic of the day - 1% of Time Spent. 4. 02/10/2009 - Fox Business Network (FBN) and Fox News Channel (FNC) - Inv Related - TV - On-air guest to discuss the topic of the day - 1% of Time Spent. 5. 02/10/2009 - CNN, HLN, and CNNMoney.com - Inv Related - TV - On-air guest to discuss the topic of the day - 1% of Time Spent. 6. 07/14/2009 - Doug Flynn - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - 2% of Time Spent. 7. 01/10/2020 - Newsmax - Inv Related - TV - On air guest to discuss the topic of the day - 1% of Time Spent 8. 09/10/2023 - NewsNation - Inv Related - TV - On air guest to discuss the topic of the day - 2% of Time Spent 9. 04/07/2014 - Flynn Zito Capital Management, LLC - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - 1% of Time Spent. 10. 07/17/2024 - Flynn Zito Capital Management, LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started: 1/2010 - 136 Hrs/Mo During Trading - I provide investment advisory services through Flynn Zito Capital Management, LLC, an independent investment advisor firm. I started this business activity in 01/2010. I expect to spend approximately 136 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 11. 08/01/2024 - FZ Maritime Services, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 04/19/2024 - 1 Hour Per Month/ 0 Hours During Trading 12. 01/23/2025 - NTD News - Inv Related - TV - On air guest to discuss the topic of the day - 1% of Time Spent 13. 05/12/2025 - Wyndham 23, LLC - Investment Related - Garden City, NY - Real Estate Rental - Start Date:05/06/2025 - 1 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-06-22
  • S63 Uniform Securities Agent State Law Examination
    1989-06-22
Designations

View on SEC IAPD

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