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Current Employers
International Assets Investment Management, Llc

111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-02
  • NY RA
    APPROVED
    Since 2021-08-02

Branch Locations

120 E. Washington Street Suite 1003, Syracuse, NY 13202 • United States

111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 04/2013 06/2020
Cambridge Investment Research Advisors, Inc. Fairfield IA 04/2013 06/2020
Lpl Financial Llc Syracuse NY 06/2020 06/2021
International Assets Advisory, Llc Syracuse NY 06/2021 Present
Previous Registrations
Other Businesses

1) INTERNATIONAL ASSETS INVESTMENT MANAGEMENT LLC 111 N ORANGE AVE, STE 1000, ORLANDO, FL 32801 - RIA AFFILIATE OF INTERNATIONAL ASSETS ADVISORS - ADVISOR SINCE 7/2021 - APPROX 40 HRS/MO - FEE BASED COMPENSATION 2) L R VASSALLO & ASSOCIATES, INC. 120 E. WASHINGTON STREET, SUITE 1003, SYRACUSE, NY 13202 - PRIVATE LABEL ENTITY FOR FINANCIAL BUSINESS - OWNER/ADVISOR SINCE - APPROX 40 HRS/MO - FEES/COMMISSIONS

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-02-17
  • S63 Uniform Securities Agent State Law Examination
    1989-02-17

View on SEC IAPD

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