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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
33 35Th Street Suite A410, Brooklyn, NY 11232 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 07/2016 | 08/2017 |
| Mml Investors Services, Llc | Brooklyn | NY | 07/2016 | 08/2017 |
| Pruco Securities, Llc. | Brooklyn | NY | 08/2017 | 11/2024 |
| Prudential Insurance Company Of America | Brooklyn | NY | 08/2017 | Present |
| Lpl Enterprise, Llc | Brooklyn | NY | 11/2024 | Present |
1. 11/07/2024; UNITED HC: Medicare Health consulting; Yes inv related ; 1 hr/mo non trading; 1 hr/mo trading; 10/01/2023 .EMPOWERMENT OF ASIAN AMERICANS POSITION: Member NATURE: Non-Profit and Charitable Organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/08/2019 ADDRESS: PO Box 090884, Brooklyn NY 11209, United States DESCRIPTION: Meetings and community work , if any. HEALTH INSURANCE / MEDICARE SALES POSITION: Sales person NATURE: Finance and Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 2 START DATE: 12/02/2022 ADDRESS: 71 Easte 4th Street, 3rd FL Unit B, New York NY 10003, United States DESCRIPTION: Medicare consulting.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 1989-02-28 |
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