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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
Branch Locations
9920 4Th Avenue Suite 303, Brooklyn, NY 11209 • United States
Staten Island, NY • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Brooklyn | NY | 07/2010 | Present |
| Mml Investors Services, Llc | Brooklyn | NY | 09/2010 | Present |
1) NAME: JAMES FAY JR INV REL: N ADD: Residential Address NATURE: Author/Novelist POSITION: OWNER/President START DATE: 01/01/2026 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: I will be creating a website & Facebook page to market my Novels. I will also be doing some speaking engagements. 2) NAME: HEALTH, P&C INS INV REL: Y ADD: Residential Address NATURE: H/P&C INS SALES WITH VARIOUS CARRIERS POSITION: PRODUCER START DATE: 8/1/02 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: H/P&C INS SALES WITH VARIOUS CARRIERS
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1989-03-23 |
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