Mike Chinwoo Kim

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Rolling Hill Estates, CA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Rolling Hill Estates, CA

Previous Registrations

• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Los Angeles, CA
• 1998-10-30 → 2007-04-02
  Morgan Stanley Dw Inc.
  Los Angeles, CA
  Los Angeles, CA

Other Businesses

NDST LLC, INV RELATED, RANCHO PALOS VERDES, CA, 50% OWNERSHIP, START 11/23/2023, 2 HOURS PER MONTH, ZERO DURING TRADING, HOLDS REAL ESTATE. RENTAL PROPERTY, INV RELATED, LOS ANGLES, CA, 100% OWNERSHIP, START 9/1/2004, ZERO HOURS PER MONTH, ZERO DURING TRADING LIBERTY BELL INVESTMENTS LLC, INV RELATED, PHOENIX, AZ, 4.8% OWNERSHIP, START 8/17/2005, ZERO HOURS PER MONTH, ZERO DURING TRADING, RAW LAND. RENTAL PROPERTY; NOT INV RELATED; LOS ANGELES; CA; START 8/2011; 100% OWNERSHIP; 0 HRS PER MONTH 0 DURING TRADING; LUCERNE PLACE PARTNERSHIP, INV RELATED, LOS ANGELES, 34% OWNERSHIP, START 11/23/2023, 5 HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS REAL ESTATE SUPER WATER , NOT INVT RELATED, MONTEREY PARK, CA, 100% OWNERSHIP, START 12/15/2023, 3 HRS PER MONTH, 0 HRS DURING TRADING, GENERAL ACCOUNTING FOR OWNERSHIP FOR RETAIL SALES.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-03-22
• S63 Uniform Securities Agent State Law Examination
  1990-03-28