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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-27 |
| TX | RA | APPROVED_RES | 2018-07-18 |
| NJ | RA | APPROVED | 2002-05-10 |
Branch Locations
500 Plum St Bridgewater Place, Syracuse, NY 13204 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Syracuse | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Syracuse | NY | 11/2016 | Present |
TRUSTEE FOR MOTHER, INVESTMENT RELATED, SYRACUSE NY, 1 HOUR PER MONTH, START 5/30/2010 POWER OF ATTORNEY FOR FATHER, INV RELATED, SYRACUSE, NY, START 4/5/2019, 1 HOUR PER MONTH, ZERO DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 1988-02-18 |
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