MORGAN STANLEY

2005 South Broadway, Santa Maria, CA 93454

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Registered Advisors 7

SUZAN MARTIEN VICTOR JENNIFER TAYLOR MURRAY EDWARD PATRICK MURRAY BRETT LEWIS KRAUSSE Aimee Danielle Harrell HARI IYER CLIFFORD BRUCE COOK

Name
SUZAN MARTIEN VICTOR
JENNIFER TAYLOR MURRAY
EDWARD PATRICK MURRAY
BRETT LEWIS KRAUSSE
Aimee Danielle Harrell
HARI IYER
CLIFFORD BRUCE COOK

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Address

Street	2005 South Broadway
City	Santa Maria
State	CA
ZIP	93454
Country	United States

Firm

Legal Name	MORGAN STANLEY SMITH BARNEY LLC
SEC #	801-70103
CRD #	149777
Region	NYRO
Umbrella	N

Other Firms

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INDEPENDENT FINANCIAL GROUP, LLC

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

Alexander Stewart Koury

Jesse Wayne Bristow

Thorne OConnell

MEGAN ANN DUARTE

Terry L Dworaczyk

CINDY DIANE KELLEY

Jefferson Shane Ledgerwood

Other Offices

X ADVISORS, LLC · SANTA MARIA, CA

INDEPENDENT FINANCIAL GROUP, LLC · Santa Maria, CA

AMERIPRISE FINANCIAL SERVICES, LLC · Santa Maria, CA

EDWARD JONES · SANTA MARIA, CA

J.P. MORGAN SECURITIES LLC · SANTA MARIA, CA

EAGLE STRATEGIES LLC · SANTA MARIA, CA

EAGLE STRATEGIES LLC · SANTA MARIA, CA

EAGLE STRATEGIES LLC · SANTA MARIA, CA

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