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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2009-06-01 |
| TX | RA | APPROVED_RES | 2009-06-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Santa Maria | CA | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
*93165 - Santa Barbara Foundation; Investment related -No; Santa Barbara; California; Charitable; Board Member, Investment Committee (proprietor, partner, officer, director, employee, trustee, agent); 07/2020; During business hours: 2; After business hours: 2; Investment Decisions/Advice *442874 - Santa Maria Valley YMCA Foundation; Investment related - No; Santa Maria, California; Children/Youth, Civic/Community, Social & Recreational; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 08/2021; During business hours: 0; After business hours: 0.5; Investment Decisions/Advice
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-01-29 |
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