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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2009-06-01 |
| TX | RA | APPROVED_RES | 2009-06-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co., Incorporated | Santa Maria | CA | 04/2007 | Present |
| Morgan Stanley Smith Barney | Santa Maria | CA | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. BOYS & GIRLS CLUB OF SANTA MARIA- BOARD MEMBER 2.ST. JOSEPH HIGH SCHOOL(ASSISTANT BOY'S GOLF COACH)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 2003-01-31 |
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