Clifford Bruce Cook

Santa Maria, CA

Claim This Profile

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-03-11
CA	RA	APPROVED	2010-09-28

TX RA
APPROVED_RES

Since 2020-03-11
CA RA
APPROVED

Since 2010-09-28

Branch Locations

2005 South Broadway, Santa Maria, CA 93454 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Santa Maria	CA	07/2010	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

07/2010 → Present

Morgan Stanley Smith Barney

Santa Maria, CA
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-09-27

S66 Uniform Combined State Law Examination

2010-09-27

View on SEC IAPD

Other Firms

EAGLE STRATEGIES LLC

X ADVISORS, LLC

INDEPENDENT FINANCIAL GROUP, LLC

J.P. MORGAN SECURITIES LLC

AMERIPRISE FINANCIAL SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

BRADLEY DUANE JOHNSON

COLLIE DICKEN COBURN

Timothy Gerald Graham

RANDALL JOSEPH GIORGI

Joshua Micah Coffey

Jefferson Shane Ledgerwood

Alexander Stewart Koury

Jesse Wayne Bristow

Other Offices

EAGLE STRATEGIES LLC · SANTA MARIA, CA

EAGLE STRATEGIES LLC · SANTA MARIA, CA

EAGLE STRATEGIES LLC · SANTA MARIA, CA

EDWARD JONES · SANTA MARIA, CA

X ADVISORS, LLC · SANTA MARIA, CA

INDEPENDENT FINANCIAL GROUP, LLC · Santa Maria, CA

J.P. MORGAN SECURITIES LLC · SANTA MARIA, CA

AMERIPRISE FINANCIAL SERVICES, LLC · Santa Maria, CA

More in Santa Maria, CA

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor