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2646 Santa Maria Way Suite 104, Santa Maria, CA 93455 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-08-07 |
Branch Locations
600 S Charry St Suite 226, Denver, CO 80246 • United States
2646 Santa Maria Way Suite 104, Santa Maria, CA 93455 • United States
12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-05-09 |
Branch Locations
2646 Santa Maria Way Suite 104, Santa Maria, CA 93455 • United States
600 S. Cherry Street #226, Denver, CO 80246 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Summit Interquest | Colorado Springs | CO | 08/2016 | 02/2017 |
| Homeadvisor | Colorado Springs | CO | 02/2017 | 01/2019 |
| Fidelity Brokerage Services Llc | Southlake | TX | 01/2019 | 06/2022 |
| Slammers Baseball | Englewood | CO | 01/2018 | Present |
| Unemployed | Highlands Ranch | CO | 06/2022 | 10/2022 |
| Charles Schwab & Co., Inc. | Lone Tree | CO | 01/2023 | 01/2024 |
| Advisor Group | Phoenix | AZ | 11/2022 | 12/2022 |
| Principal Financial Group | Addison | TX | 10/2022 | 11/2022 |
| Colorado Mountain Brewery | Colorado Springs | CO | 05/2016 | 01/2017 |
| Independent Financial Group, Llc | Denver | CO | 04/2024 | Present |
| Paxton Consulting Group | Denver | CO | 04/2024 | Present |
| Cherry Creek Capital Management | Denver | CO | 04/2024 | Present |
| Advisor Associate | Denver | CO | 04/2024 | Present |
| X Advisors Llc | Denver | CO | 04/2024 | Present |
(1) Slammers Baseball | not investment related | Highlands Ranch, CO | start date 01/01/2018 | instructor/coach | coach and instruct our youth players through our development program | less than 20 hours per month | none during securities trading hours. (2) PAXTON CONSULTING GROUP POSITION: Employee NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2024 ADDRESS: 600 S. Cherry Street #226, Denver CO 80246, United States DESCRIPTION: P (3) X ADVISORS POSITION: Employee NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2024 ADDRESS: 600 S. Cherry Street #226, Denver CO 80246, United States DESCRIPTION: Account servicing (4) ADVISOR ASSOCIATE POSITION: Employee NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2024 ADDRESS: 600 S. Cherry Street #226, Denver CO 80246, United States DESCRIPTION: Account servicing 5) Independent Financials Group LLC Starting 4-2024 registered broker dealer. Brokerage account management. Based in San Diego CA.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 2019-04-12 |
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