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12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-08-08 |
| TX | RA | APPROVED | 2025-08-08 |
| CA | RA | APPROVED | 2024-12-20 |
Branch Locations
2646 Santa Maria Way Suite 104, Santa Maria, CA 93455 • United States
2646 Santa Maria Way Suite 104, Santa Maria, CA 93455 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-04-03 |
Branch Locations
2646 Santa Maria Way Suite 104, Santa Maria, CA 93455 • United States
2646 Santa Maria Way Suite 104, Santa Maria, CA 93455 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 02/2023 | 06/2023 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2022 | 06/2023 |
| Kutztown University Recreation Center | Kutztown | PA | 08/2018 | 04/2019 |
| Pennsylvania State Employees Credit Union | Kutztown | PA | 01/2020 | 08/2021 |
| Sallie Mae | Newark | DE | 06/2021 | 01/2022 |
| Kutztown University Of Pennsylvania | Kutztown | PA | 08/2018 | 06/2022 |
| Unemployed | Johannesburg | 01/2018 | 08/2018 | |
| Jeppe High School For Boys | Johannesburg | 01/2013 | 12/2017 | |
| Pomona College | Claremont | CA | 08/2023 | 05/2024 |
| Pash & Benson International | Encino | CA | 06/2024 | Present |
| Independent Financial Group, Llc | Encino | CA | 06/2024 | Present |
| X Advisors, Llc | Santa Maria | CA | 09/2024 | Present |
X ADVISORS, LLC POSITION: Agent/Representative NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 06/17/2024 ADDRESS: 2646 Santa Maria Way, Suite 104, Santa Maria CA 93455, United States DESCRIPTION: IAR ADVISOR ASSOCIATE POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/24/2024 ADDRESS: 2646 Santa Maria Way, Suite 104, Santa Maria CA 93455, United States DESCRIPTION: Marketing DBA For Financial Services
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-30 |
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