LPL FINANCIAL LLC

4 WINNERS CIRCLE, ALBANY, NY 12205

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Registered Advisors 14

JAMES ANTHONY FARANDA HARRY DAVID HARTMAN Todd J Trombly Steven Howe STEVEN ALLYN MASSEY MICHAEL J HASTINGS John Michael Nuzzi RYAN JAMES CHENOT Anthony Adam DiPace BRIAN DAVID HOOKS BEAU PERRY LAPAGE Katherine Isabel Schonfarber CHRISTOPHER WARREN CHARLTON MATTHEW G CLEMENT

Name
JAMES ANTHONY FARANDA
HARRY DAVID HARTMAN
Todd J Trombly
Steven Howe
STEVEN ALLYN MASSEY
MICHAEL J HASTINGS
John Michael Nuzzi
RYAN JAMES CHENOT
Anthony Adam DiPace
BRIAN DAVID HOOKS
BEAU PERRY LAPAGE
Katherine Isabel Schonfarber
CHRISTOPHER WARREN CHARLTON
MATTHEW G CLEMENT

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Address

Street	4 WINNERS CIRCLE
City	ALBANY
State	NY
ZIP	12205
Country	United States

Firm

LPL FINANCIAL LLC

Legal Name	LPL FINANCIAL LLC
SEC #	801-10970
CRD #	6413
Region	ARO
Umbrella	N

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Other Investors

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MICHAEL R. RUGER

ROBERT MICHAEL MANGOLD

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