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Joseph Andrew Ventura

Eden Advisory Services, LLC

Albany, NY

CRD 1449623

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Employer firm

Eden Advisory Services, LLC CRD 277083

$27.8M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Eden Advisory Services, Llc

187 Wolf Rd Suite 300, Albany, NY 12205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-01-10
  • NY RA
    APPROVED
    Since 2022-01-10

Branch Locations

187 Wolf Rd Suite 300, Albany, NY 12205 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Cfd Investments Inc Kokomo IN 01/2013 Present
Creative Financial Designs Inc Kokomo IN 01/2013 Present
  • 01/2013 → Present
    Cfd Investments Inc
    Kokomo, IN
  • 01/2013 → Present
    Creative Financial Designs Inc
    Kokomo, IN
Previous Registrations
  • 2010-06-23 → 2011-02-04
    Albany, NY
    Latham, NY
  • 2006-02-21 → 2009-05-26
    Invest Financial Corporation
    Appleton, WI
    Latham, NY
Other Businesses

1) INDEPENDENT INSURANCE AGENT, 4 HRS/MONTH 2) PERSONAL REAL ESTATE, 2 HRS/MONTH 3) ASHLEY'S FARM STAND, 4 HRS/MONTH 4) CREATIVE FINANCIAL DESIGNS, INC, IAR

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-02-01
S66 Uniform Combined State Law Examination 2007-02-13
S63 Uniform Securities Agent State Law Examination 1986-02-19
  • S65 Uniform Investment Adviser Law Examination
    2016-02-01
  • S66 Uniform Combined State Law Examination
    2007-02-13
  • S63 Uniform Securities Agent State Law Examination
    1986-02-19

View on SEC IAPD

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