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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-07-30
  • NY RA
    APPROVED
    Since 2025-07-30

Branch Locations

4 Winners Circle, Albany, NY 12205 • United States

Syracuse, NY • United States

82-84 Court St, Binghamton, NY 13901 • United States

1137 Upper Front St, Binghamton, NY 13905 • United States

4 Crescent Dr, Kirkwood, NY 13795 • United States

401 S Salina St, Syracuse, NY 13202 • United States

107 Simon Dr, Syracuse, NY 13206 • United States

3460 Vestal Pkwy E, Vestal, NY 13850 • United States

8086 Brewerton Rd, Cicero, NY 13039 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tops Friendly Markets Hannibal NY 09/2016 05/2017
Hannibal Central School District Hannibal NY 09/2014 06/2018
Tops Friendly Markets Hannibal NY 10/2017 07/2018
Charter Communications Oswego NY 07/2018 10/2018
St. Lukes Health Services Oswego NY 10/2018 08/2019
Tops Friendly Markets Hannibal & Baldwinsville NY 08/2019 09/2020
Avalon Document Services Syracuse NY 09/2020 10/2021
Fajita Grill Oswego NY 01/2019 02/2019
Empower Federal Credit Union Fairmount NY 10/2021 07/2023
Rapid Response Monitoring Syracuse NY 07/2023 10/2023
Broadview Federal Credit Union Syracuse & Cicero NY 11/2023 Present
Lpl Financial Cicero NY 03/2025 Present
  • 09/2016 → 05/2017
    Tops Friendly Markets
    Hannibal, NY
  • 09/2014 → 06/2018
    Hannibal Central School District
    Hannibal, NY
  • 10/2017 → 07/2018
    Tops Friendly Markets
    Hannibal, NY
  • 07/2018 → 10/2018
    Charter Communications
    Oswego, NY
  • 10/2018 → 08/2019
    St. Lukes Health Services
    Oswego, NY
  • 08/2019 → 09/2020
    Tops Friendly Markets
    Hannibal & Baldwinsville, NY
  • 09/2020 → 10/2021
    Avalon Document Services
    Syracuse, NY
  • 01/2019 → 02/2019
    Fajita Grill
    Oswego, NY
  • 10/2021 → 07/2023
    Empower Federal Credit Union
    Fairmount, NY
  • 07/2023 → 10/2023
    Rapid Response Monitoring
    Syracuse, NY
  • 11/2023 → Present
    Broadview Federal Credit Union
    Syracuse & Cicero, NY
  • 03/2025 → Present
    Lpl Financial
    Cicero, NY
Other Businesses

1) 02/2025 - Broadview Wealth Management / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s) 2) 02/2025 - Broadview Federal Credit Union / Financial Institution Duty / LICENSED RELATIONSHIP BANKER / Inv Related / Cicero NY 13039 Start date 01/27/2025 - 160 Hrs per month - 50% Time Spent

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-25
  • S66 Uniform Combined State Law Examination
    2025-07-25

View on SEC IAPD

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