Todd J Trombly

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-03

NY RA
APPROVED

Since 2021-08-03

Branch Locations

100 Van Rensselaer Sq., Rensselaer, NY 12144 • United States

89 Miller Rd, Castleton, NY 12033 • United States

384 Rt 9W, Glenmont, NY 12077 • United States

120 Troy Rd, East Greenbush, NY 12061 • United States

12 Vista Blvd, Slingerlands, NY 12159 • United States

4 Winners Circle, Albany, NY 12205 • United States

899 Western Ave., Albany, NY 12203 • United States

Albany, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Broadview Federal Cu	Albany	NY	01/2012	Present
Lpl Financial Llc	Albany	NY	05/2017	Present

01/2012 → Present

Broadview Federal Cu

Albany, NY
05/2017 → Present

Lpl Financial Llc

Albany, NY

Other Businesses

1) 5/2/2917 - No Business Name - Investment Related - At Reported Business Location(s) - Other-Notary - Started 09/24/2012 - 1 Hour Per Month - Time Spent 1% - Notary Public. 2) 5/2/2017 - Cap Com FCU- Financial Institution Duty - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Licensed Branch Representative - Started 1/24/12 - 150 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 3) 2/28/2023 - Broadview Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 02/28/2023

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-07-19

S66 Uniform Combined State Law Examination

2017-07-19