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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-05-20 |
Branch Locations
4 Winners Circle, Albany, NY 12205 • United States
Albany, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Albany | NY | 06/2025 | Present |
| Broadview Fcu | Albany | NY | 08/2023 | 06/2025 |
| Broadview Fcu | Albany | NY | 06/2025 | Present |
| Palais Royale Bar & Grille | Albany | NY | 05/2021 | 12/2023 |
| Funny Bone Comedy Club | Colonie | NY | 05/2021 | 12/2024 |
| A Better Bite | Albany | NY | 01/2018 | 05/2021 |
| Russo's Grille | Amsterdam | NY | 09/2013 | 12/2017 |
1.01/2026- Investment products and services are offered through LPL Financial LLC using the DBA/trade name Broadview Wealth Management- Inv Rel - At Reported Business Location (s) - Start Date 06/2025. 2.01/2026- Broadview FCU-Notary-Inv Rel-1 Hours per Month-1 Hours during trading-Albany, NY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-19 |
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